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Kelly Autridge
Head of Finance Recruitment
+1345 769 7004 Apply Now

Assistant Compliance Administrator

Posted on Aug, 31 2019 | |
CI $37K - $40K

Responsibilities:

  • Reporting to the MLRO, CO and Manager, Corporate Services
  • Assisting with the collection and processing of client due diligence documents
  • Assisting with the review of prospective and existing clients and conducting the relevant background checks
  • Liaison with clients to ensure all relevant due diligence documents are received
  • Assisting with annual and periodic reviews and liaising with clients to resolve identified due diligence issues and data discrepancies.
  • Assisting with the maintenance of compliance data in document management systems
  • Assisting with testing of client due diligence applied on new and existing clients
  • Assisting with monitoring and remediation of potential matches identified within the multiple screening tools used by the firm
  • Assisting with organizing AML/CFT Training for all staff
  • Assisting with the maintenance of relevant compliance logs, manuals and reports
  • Assisting with other compliance projects and tasks, as required
  • Assisting the Corporate Manager, Compliance Team, Compliance Officer and MLRO with all compliance matters, as required
  • Required to perform other duties related to the role from time to time and will be assigned to you by your Team Leader and the Manager, Corporate Services

Requirements:

  • A business, legal or compliance qualification with 1 year experience in an administration role within the financial services industry
  • General understanding of the regulatory regime in the Cayman Islands
  • Excellent communication skills, both verbal and written
  • High level of computer literacy
  • Good time management and organizational skills
  • Attention to detail in all activities, particularly data quality and integrity
  • Ability to work quickly and accurately under pressure to meet deadlines
Kelly Autridge
Head of Finance Recruitment
+1345 769 7004 Apply Now

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