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Nikeeta Beri
Head of Legal & Partner
+1345 769 7002 Apply Now

Compliance Officer / MLRO / Data Protection Officer

Cayman | Compliance

Responsibilities:

  • Liaising with local Compliance Managers to maintain and monitor adherence with the Compliance framework for the Cayman Islands operations
  • Assist on AML/KYC/PEP and Sanction checks on client and investor files to the Cayman Islands operations team
  • Assist with developing suspicious activity reports with the local Compliance Managers
  • Liaise with internal departments on compliance matters and escalate urgent queries to the MLRO (Money Laundering Reporting Officer)
  • Ensure to be up to date with all regulatory requirements in Cayman Islands
  • Ensure anti-money laundering policies and procedures are in place and adhered to
  • Assist with updating the Compliance and Anti-Money Laundering Manuals on an on-going basis
  • Assist with preparing and present monthly compliance reporting required by Group to Head of Compliance
  • Assist with compiling reports for the regulators, client and internal obligations
  • Assist with maintaining Viewpoint compliance system
  • Maintaining the compliance filing system
  • Any other compliance matters as assigned

Experience required:

  • 2-3 years experience in a similar role incorporating the above functions
  • Professional Compliance qualification would be an advantage
  • An ability to work to and meet agreed deadlines
  • Excellent interpersonal and written communications skills
  • Strong PC skills including Word, Excel and Access
Nikeeta Beri
Head of Legal & Partner
+1345 769 7002 Apply Now

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