
Compliance Officer / MLRO / Data Protection Officer
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Compliance
Responsibilities:
- Liaising with local Compliance Managers to maintain and monitor adherence with the Compliance framework for the Cayman Islands operations
- Assist on AML/KYC/PEP and Sanction checks on client and investor files to the Cayman Islands operations team
- Assist with developing suspicious activity reports with the local Compliance Managers
- Liaise with internal departments on compliance matters and escalate urgent queries to the MLRO (Money Laundering Reporting Officer)
- Ensure to be up to date with all regulatory requirements in Cayman Islands
- Ensure anti-money laundering policies and procedures are in place and adhered to
- Assist with updating the Compliance and Anti-Money Laundering Manuals on an on-going basis
- Assist with preparing and present monthly compliance reporting required by Group to Head of Compliance
- Assist with compiling reports for the regulators, client and internal obligations
- Assist with maintaining Viewpoint compliance system
- Maintaining the compliance filing system
- Any other compliance matters as assigned
Experience required:
- 2-3 years experience in a similar role incorporating the above functions
- Professional Compliance qualification would be an advantage
- An ability to work to and meet agreed deadlines
- Excellent interpersonal and written communications skills
- Strong PC skills including Word, Excel and Access

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