Compliance Manager

NEW POSTING Posted Dec 06, 2023 by Invenio

  • USD130000 - USD150000
  • Direct Hire
  • Cayman Islands


  • Fulfilling the role of Compliance Officer of a regulated entity
  • Liaison with external MRLO/DMLRO as necessary
  • Oversee Client Onboarding and subsequent KYC documentation maintenance.
  • Keeping under review business processes to ensure compliance with laws & regulations and general mitigation of risk
  • Undertaking entity risk assessment
  • Keeping Compliance related documentation such as Compliance Manual, Business Risk Assessment etc. up to date
  • Maintaining the PEP Register
  • Maintaining logs (declined business etc.)
  • Reviewing “hits” from screening software
  • Training staff on compliance matters
  • Preparing reports to the Directors and attendance at Management & Board meetings.
  • Issue EI Forms and maintain log of EIF’s issued.
  • Assist staff as needed with compliance related issues or concerns.
  • Assisting with internal audit functions
  • Assisting with CIMA reporting requirements
  • Providing similar assistance to HSM Chambers (as above) in respect of regulated business

Qualifications and Experience

  • At least 3 years’ experience in a regulatory/compliance role within a legal or corporate services environment
  • ACAMS or equivalent highly desirable, in addition to a Bachelor’s degree
  • Excellent working knowledge of the Cayman regulatory framework, including AML/CFT/CPF requirements
  • Viewpoint experience
  • Ability to use initiative and proactively identify issues and solutions

For an immediate response and a confidential conversation about this position, please contact:

Phil Carden | |   +1 345 769 7000

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+1 345 769 7000

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